Getting

Securities Licensed

Let us help you pass your Securities Exams

to become a federally-licensed Investment Advisor

Fast Track to Passing the Investment Exams

Getting your securities license to do investments is such a huge step in the right direction. It will allow you to genuinely help people with retirement strategies that can literally change their lives forever, while at the same time, positioning you to bring so much value to the marketplace. In additional, you will have all the licenses you need to get promoted to Regional Vice President.

In order to get securities licensed, you will need to pass 3 exams: the SIE, the Series 6, and the Series 63. We have developed a proven study plan that if you follow it, you will be able to pass your exams within 60 days. We have a proven Quiz-Led Study System. Our office uses a quiz-first strategy for every exam. For the investment licenses, this is even more important: success depends on two things—exposure to as many quiz questions as possible, and mastering the multiple-choice format. The more questions you practice with, the faster the material sticks and the more confident you’ll be on test day.

ALTHOUGH WE ENCOURAGE YOU TO READ THRU ALL THE STEPS FIRST,

YOU CAN SKIP TO THE VIDEO TUTORIAL BY PATTY BY CLICKING HERE | VIDEO TUTORIAL

Step 1: Quickly Review the Unit

  • Download THE PDF: CHATGPT PROMPT and start the first unit.

  • Paste each section into ChatGPT for a summary and key testable points.

  • Don’t read every word—focus on big ideas.

  • Watch the companion videos if they help reinforce the material.

  • Jot down quick notes or key takeaways if helpful.

  • Once you have a solid overview of the unit, move on to Step 2.

Step 2: Drill With Custom Bank Quizzes

  • In SecuritiesPro QBank, create a 20–40 question Custom Quiz for the unit (watch tutorial for added visual assistance).

  • Always select “Unused Questions” and “Show answer explanations.” (Unused questions broaden exposure; explanations are your learning gold).

  • Take 3–5 quizzes for the unit.

  • For every question, copy & paste it into ChatGPT and learn: Why the correct answer is correct and why each wrong answer is wrong (look for common traps/wording).

  • Pause to fully understand an explanation before moving on — re-read the relevant LEM section if needed.

  • Flag topics or question types you miss repeatedly and add them to a short review list.

  • Don’t obsess over score early — focus on understanding & making connection points between concepts.

  • Once you have a solid grasp of the unit’s questions and explanations, move on to the next unit.

“A securities investment license isn’t just a credential — it’s a key that unlocks trust, opportunity, and the power to shape financial futures.”

Step 3: Repeat for Every Unit

Step 4: Review & Exam Readiness

  • Work through Steps 1 and 2 for each unit in the LEM.

  • Stay consistent: quick review → custom quizzes → learn from every question.

  • Track your progress and note which units feel stronger vs. which need more attention.

  • After completing all units, set aside 1–2 review days.

  • Revisit each unit with a quiz or two, focusing on:

  • High-weighted chapters (The unit intro shows how many questions appear on the exam).

  • Weak areas where you struggled most.

  • Practice exams are optional — take one if you’d benefit from a trial run and want to practice sitting for the full length. Otherwise, stick to shorter quiz sessions to keep energy up and focus sharp.

  • Continue to use answer explanations as your main learning tool: understand why each answer is right or wrong.

How-To Study Tutorial Video

Daily Study Checklist

  • Skim unit (20-30 min)

  • Take 3–5 quizzes + review questions in ChatGPT without worrying about your score (60–90 min)

Timeframe

  • 10–14 days total study time

  • Schedule exam asap & have a deadline to work toward

  • 2-3 hours a day

  • Leave 1–2 days for review

Believe That You WILL Pass!

OFFICE ADDRESS & PHONE NUMBER

4241 Woodcock Dr | San Antonio, TX 78228

Office Phone Number: 210-823-5301

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